From mandate to
listing day & beyond
A five-phase walkthrough — what happens, who's involved, and where Northbeam adds value at each step of your SME IPO.
The IPO Journey
A typical SME IPO unfolds over five distinct phases across 9–12 months — from boardroom planning to bell-ringing on listing day.
Foundation & Planning
Appointment of Merchant Banker
Selecting the right advisory partner to guide the entire process.
Review of Business Plans & Capital Restructuring
Strategic assessment and optimisation of corporate structure.
Appointment of Other Intermediaries
Engaging legal advisors, auditors, registrar, and other key professionals.
Due Diligence & Conversion
Due Diligence by Merchant Banker
Comprehensive review of business, financials, and compliance.
Conversion to Public Limited
Legal restructuring and governance enhancement with independent directors.
Documentation & Approvals
Preparation of Prospectus
Drafting the detailed offer document for investor disclosure.
Stock Exchange Approval
Submission and clearance from the exchange.
Pre-Issue Compliance
Fulfilling all regulatory requirements before issue opens.
Filing & Issue Launch
Filing of Prospectus
Official filing with the Registrar of Companies.
Post-Issue Compliances
Meeting all regulatory requirements after filing.
Issue Opening & Closing
The public subscription window — investors apply for shares.
Final Listing & Beyond
ROC Approval
Securing final regulatory clearance from the Registrar of Companies.
Listing of Shares
Official commencement of trading on the stock exchange.
Continuous Assistance
Ongoing support for compliance, reporting, and investor relations.
2–3 Years of Handholding
Long-term partnership for subsequent fundraising, growth, and main board migration.
Ready to write your growth story?
Whether you're an emerging enterprise or an established business, Northbeam Venture is your partner from ambition to listing.